As at the end of Q3 AST SpaceMobile had 217,880,164 outstanding and they were split across the following three classes as follows:
wdt_ID | Share Class | Number of shares | Difference to previous quarter |
---|---|---|---|
1 | Class A | 89,675,329 | +270,910 |
2 | Class B | 50,041,757 | 0 |
3 | Class C | 78,163,078 | 0 |
4 | Total | 217,880,164 | +270,910 |
There was a small increase in shares outstanding during Q3, AST didn’t use their ATM facility at all which is interesting with strategic funding very close!
For the first time we have included the SpaceMob in the share count, between 73 of us we own 2,693,772 shares meaning the free float is much smaller going into a crucial period for the company.
There are 172,487,631 (Q2 – 173,333,047) shares owned by insiders, employees, strategic partners and institutions meaning there are 45,392,533 (Q2 – 44,276,207) left in the free float.
As at 29/09/2023 there were 19,641,753 shares sold short meaning 43.27% (Q2 – 40.06%) of the float is short, which places AST SpaceMobile as one of the most short sold stocks by percentage.
See below for a full list of the companies, funds, insiders and employees included in the calculation.
Fund | Shares Held or Principal Amt | Change in Shares | Qtr 1st Owned | Type of Owner |
---|---|---|---|---|
AVELLAN ABEL ANTONIO | 78,163,084 | 0 | - | Employee |
RAKUTEN, INC. | 31,020,155 | 0 | - | Strategic Partner |
INVESAT LLC | 10,242,651 | 0 | - | Strategic Partner |
VODAFONE VENTURES LTD | 10,044,454 | 0 | - | Strategic Partner |
BlackRock Inc. | 5,313,380 | 1,303,804 | Q2 2021 | |
AMERICAN TOWER CORP | 4,670,657 | 0 | - | Strategic Partner |
VANGUARD GROUP INC | 4,343,199 | 545,063 | Q2 2021 | |
JANUS HENDERSON GROUP PLC | 2,404,309 | 2,058 | Q1 2021 | |
BROAD RUN INVESTMENT MANAGEMENT, LLC | 2,267,048 | 16,730 | Q2 2021 | |
Alexander Coleman | 1,829,979 | 0 | Employee | |
GEODE CAPITAL MANAGEMENT, LLC | 1,752,477 | 513,240 | Q2 2021 | |
POLAR ASSET MANAGEMENT PARTNERS INC. | 1,745,399 | Q1 2020 | ||
Tom Severson | 1,595,165 | 0 | Employee | |
STATE STREET CORP | 1,390,425 | 305,027 | Q2 2021 | |
MORGAN STANLEY | 1,341,207 | 349,999 | Q4 2019 | |
HUDSON BAY CAPITAL MANAGEMENT LP | 1,051,615 | 250,389 | Q2 2021 | |
Bell Canada | 1,000,000 | 0 | Strategic Partner | |
NORTHERN TRUST CORP | 692,872 | 162,151 | Q2 2021 | |
GOLDMAN SACHS GROUP INC | 634,674 | 505,112 | Q4 2021 | |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 577,427 | 76,723 | Q1 2021 | |
ONCE CAPITAL MANAGEMENT, LLC | 566,300 | 234,000 | Q4 2021 | |
Sean Wallace | 422,727 | 0 | Employee | |
DNB ASSET MANAGEMENT AS | 408,588 | 70,446 | Q4 2021 | |
Samsung Next Fund | 361,769 | 0 | Strategic Partner | |
Seraphim Space Investment Trust | 300,000 | 0 | ||
LA FINANCIERE DE LECHIQUIER | 297,500 | 84,000 | Q2 2021 | |
AMERICAN FINANCIAL GROUP INC | 272,727 | Q4 2022 | ||
BANK OF NEW YORK MELLON CORP | 258,898 | 70,276 | Q2 2021 | |
STIFEL FINANCIAL CORP | 251,900 | 4,744 | Q1 2021 | |
DARK FOREST CAPITAL MANAGEMENT LP | 240,245 | 126,102 | Q4 2022 | |
GROUP ONE TRADING, L.P. | 238,148 | 237,282 | Q1 2023 | |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 235,236 | 70,632 | Q2 2021 | |
PENSERRA CAPITAL MANAGEMENT LLC | 230,771 | 3,856 | Q1 2021 | |
CENTIVA CAPITAL, LP | 230,381 | 5,381 | Q2 2023 | |
Procure UFO ETF (as at 16/08/23) | 220,631 | |||
NUVEEN ASSET MANAGEMENT, LLC | 205,179 | 26,230 | Q2 2023 | |
Shanti Gupta | 200,307 | 0 | Employee | |
JANE STREET GROUP, LLC | 137,494 | 39,351 | Q4 2022 | |
OSAIC HOLDINGS, INC. | 124,347 | 31,460 | Q1 2021 | |
SCULPTOR CAPITAL LP | 111,900 | 50,000 | Q1 2023 | |
IHT WEALTH MANAGEMENT, LLC | 111,107 | 43,221 | Q4 2020 | |
CITADEL ADVISORS LLC | 106,733 | 103,719 | Q2 2021 | |
TWO SIGMA INVESTMENTS, LP | 96,950 | Q3 2022 | ||
RHUMBLINE ADVISERS | 91,017 | 14,826 | Q2 2023 | |
JPMORGAN CHASE & COMPANY | 88,881 | 4,838 | Q2 2022 | |
SIMPLEX TRADING, LLC | 85,741 | 85,741 | Q1 2023 | |
RAYMOND JAMES & ASSOCIATES | 78,583 | 3,424 | Q1 2021 | |
VIDENT ADVISORY, LLC | 76,043 | 76,043 | Q3 2023 | |
WALLEYE CAPITAL LLC | 72,322 | 194,862 | Q2 2023 | |
VONTOBEL HOLDING LTD. | 69,800 | Q1 2023 | ||
BANK OF AMERICA CORP | 52,809 | 83,506 | Q1 2021 | |
UBS AG | 52,627 | 1,729 | Q1 2021 | |
ATONRA PARTNERS | 52,312 | 15,504 | Q1 2023 | |
MILLENNIUM MANAGEMENT LLC | 47,287 | 99,275 | Q1 2020 | |
VERITION FUND MANAGEMENT LLC | 47,000 | 47,000 | Q1 2023 | |
NATIXIS | 46,227 | 9,952 | Q1 2023 | |
DEUTSCHE BANK AG | 45,752 | 19,163 | Q2 2023 | |
METLIFE INVESTMENT MANAGEMENT, LLC | 44,388 | 11,451 | Q2 2023 | |
BANK OF MONTREAL | 42,161 | 119,499 | Q2 2023 | |
WALLEYE TRADING LLC | 41,249 | 41,249 | Q3 2023 | |
AMERICAN INTERNATIONAL GROUP, INC. | 40,121 | 10,954 | Q2 2023 | |
PNC FINANCIAL SERVICES GROUP, INC. | 38,974 | 3,713 | Q2 2021 | |
FIRST TRUST ADVISORS LP | 37,725 | 16,412 | Q1 2023 | |
Adriana Cisneros | 36,364 | 0 | Strategic Partner | |
FOX RUN MANAGEMENT, L.L.C. | 34,920 | 34,920 | Q3 2023 | |
WELLS FARGO & COMPANY | 31,851 | 16,911 | Q4 2020 | |
VOYA INVESTMENT MANAGEMENT LLC | 31,817 | 7,914 | Q2 2023 | |
CUTLER GROUP LLC | 31,600 | 13,087 | Q1 2021 | |
INVESCO LTD. | 30,941 | Q2 2023 | ||
PRICE T ROWE ASSOCIATES INC | 30,454 | 5,165 | Q4 2021 | |
MARATHON TRADING INVESTMENT MANAGEMENT LLC | 30,000 | 30,000 | Q3 2023 | |
MIRAE ASSET GLOBAL INVESTMENTS COMPANY ., LTD. | 29,850 | Q2 2023 | ||
MANUFACTURERS LIFE INSURANCE COMPANY, THE | 29,631 | 4,844 | Q2 2023 | |
Richard Sarnoff | 28,422 | 0 | Employee | |
Ronald Rubin | 28,422 | 0 | Employee | |
JAFFETILCHIN INVESTMENT PARTNERS, LLC | 27,614 | 503 | Q1 2022 | |
NEW YORK STATE COMMON RETIREMENT FUND | 25,346 | 846 | Q2 2023 | |
SALVUS WEALTH MANAGEMENT, LLC | 25,090 | 122 | Q2 2021 | |
ENVESTNET ASSET MANAGEMENT INC | 23,479 | 6,357 | Q4 2021 | |
COMMONWEALTH EQUITY SERVICES, LLC | 23,005 | 600 | Q4 2021 | |
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 22,940 | 5,740 | Q2 2023 | |
HIGHTOWER ADVISORS, LLC | 22,405 | 550 | Q2 2021 | |
QUANTBOT TECHNOLOGIES LP | 21,905 | 21,905 | Q4 2021 | |
SCHONFELD STRATEGIC ADVISORS LLC | 19,400 | 19,400 | Q3 2023 | |
MBE WEALTH MANAGEMENT, LLC | 18,880 | 5,500 | Q2 2023 | |
FMR LLC | 18,036 | 6,638 | Q3 2021 | |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 17,738 | 2,420 | Q2 2023 | |
SANDERS MORRIS HARRIS LLC | 17,687 | Q3 2021 | ||
LPL FINANCIAL LLC | 16,559 | 1,367 | Q3 2021 | |
SUMMIT TRAIL ADVISORS, LLC | 16,117 | Q1 2021 | ||
BARCLAYS PLC | 14,208 | 2,088,470 | Q2 2023 | |
ALLIANCEBERNSTEIN L.P. | 12,850 | Q2 2023 | ||
Scott Wisniewski | 12,726 | 0 | Employee | |
Oscar Garcia | 12,181 | 0 | Employee | |
NORTHWEST WEALTH MANAGEMENT, LLC | 10,612 | Q4 2022 | ||
ROYAL BANK OF CANADA | 10,506 | 5,980 | Q2 2020 | |
PROSHARE ADVISORS LLC | 10,444 | 10,444 | Q3 2023 | |
Ed Knapp | 10,000 | 0 | Employee | |
Daniel Ginsberg | 10,000 | 0 | Employee | |
Rick Mazer | 10,000 | 0 | Employee | |
CWM, LLC | 10,000 | Q2 2023 | ||
MAVEN SECURITIES LTD | 10,000 | 589,581 | Q2 2023 | |
SANDIA INVESTMENT MANAGEMENT LP | 10,000 | Q2 2023 | ||
AMALGAMATED BANK | 9,187 | Q2 2023 | ||
LEGAL & GENERAL GROUP PLC | 8,921 | 53,886 | Q2 2023 | |
WOLVERINE ASSET MANAGEMENT LLC | 8,828 | 1,731 | Q3 2022 | |
AMERITAS INVESTMENT PARTNERS, INC. | 8,057 | 3,053 | Q2 2023 | |
BANQUE CANTONALE VAUDOISE | 7,320 | Q2 2023 | ||
TOWER RESEARCH CAPITAL LLC (TRC) | 7,128 | 3,897 | Q4 2020 | |
BARTLETT & COMPANY . LLC | 5,800 | Q2 2023 | ||
Gregory Stevens | 5,000 | 0 | Employee | |
Terry Wilson | 5,000 | 0 | Employee | |
METROPOLITAN LIFE INSURANCE COMPANY | 4,899 | 1,486 | Q2 2023 | |
CITIGROUP INC | 4,679 | 13,368 | Q1 2021 | |
BESSEMER GROUP INC | 4,000 | Q3 2021 | ||
PARALLAX VOLATILITY ADVISERS, L.P. | 3,866 | 2,970 | Q1 2023 | |
RUSSELL INVESTMENTS GROUP, LTD. | 2,280 | 2,280 | Q3 2023 | |
NISA INVESTMENT ADVISORS, LLC | 1,704 | 1,660 | Q2 2023 | |
ACTIVEST WEALTH MANAGEMENT | 1,693 | Q2 2021 | ||
SIGNATUREFD, LLC | 1,310 | Q4 2020 | ||
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,200 | Q4 2021 | ||
BUCK WEALTH STRATEGIES, LLC | 1,000 | Q1 2023 | ||
HM PAYSON & COMPANY | 1,000 | Q3 2022 | ||
GRADIENT INVESTMENTS LLC | 900 | 95 | Q3 2022 | |
BERGANKDV WEALTH MANAGEMENT, LLC | 750 | Q4 2022 | ||
VERSANT CAPITAL MANAGEMENT, INC | 700 | 44 | Q3 2021 | |
MOSER WEALTH ADVISORS, LLC | 500 | 500 | Q3 2023 | |
GLOBAL RETIREMENT PARTNERS, LLC | 400 | Q1 2023 | ||
YOUR ADVOCATES LTD., LLP | 400 | Q3 2021 | ||
FINTRUST CAPITAL ADVISORS, LLC | 365 | Q1 2022 | ||
DELTA ASSET MANAGEMENT LLC | 300 | Q4 2022 | ||
WHITTIER TRUST COMPANY | 288 | Q2 2021 | ||
ELEQUIN CAPITAL, LP | 200 | 100 | Q2 2022 | |
ARCHER INVESTMENT CORP | 190 | Q2 2021 | ||
IFP ADVISORS, INC | 147 | 147 | Q3 2023 | |
BELL INVESTMENT ADVISORS, INC | 128 | Q4 2022 | ||
AVIOR WEALTH MANAGEMENT, LLC | 125 | Q2 2022 | ||
SANDY SPRING BANK | 115 | Q4 2022 | ||
LARSON FINANCIAL GROUP LLC | 100 | Q1 2023 | ||
PARALLEL ADVISORS, LLC | 100 | Q2 2021 | ||
SUNBELT SECURITIES, INC. | 100 | Q1 2023 | ||
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. | 70 | Q2 2023 | ||
NATIONAL BANK OF CANADA | 65 | 174,900 | Q4 2021 | |
CORNERSTONE PLANNING GROUP LLC | 10 | Q2 2023 | ||
ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,540,546 | Q2 2023 | ||
ARETE WEALTH ADVISORS, LLC | 14,420 | Q2 2023 | ||
ASSET MANAGEMENT ONE COMPANY ., LTD. | 23,869 | Q3 2022 | ||
AVANTAX ADVISORY SERVICES, INC. | 15,200 | Q3 2022 | ||
BAYESIAN CAPITAL MANAGEMENT, LP | 11,953 | Q4 2022 | ||
CUBIST SYSTEMATIC STRATEGIES, LLC | 6 | Q2 2023 | ||
GHISALLO CAPITAL MANAGEMENT LLC | 1,979,653 | Q2 2023 | ||
HAP TRADING, LLC | 60,322 | Q2 2023 | ||
HBK INVESTMENTS L P | 150,000 | Q2 2023 | ||
LAUREL WEALTH ADVISORS LLC | 460 | Q4 2021 | ||
MARSHALL WACE, LLP | 307,476 | Q4 2021 | ||
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | 25 | Q2 2023 | ||
POINT72 ASSET MANAGEMENT, L.P. | 245,732 | Q2 2023 | ||
SEVEN GRAND MANAGERS, LLC | 46,442 | Q2 2023 | ||
SG AMERICAS SECURITIES, LLC | 69,239 | Q2 2023 | ||
STATE OF WISCONSIN INVESTMENT BOARD | 13,300 | Q2 2023 | ||
TUDOR INVESTMENT CORP ET AL | 267,997 | Q3 2022 | ||
VIDENT INVESTMENT ADVISORY, LLC | 70,916 | Q3 2021 | ||
VIRTU FINANCIAL LLC | 34,198 | Q3 2021 | ||
SpaceMob | 2693772 |