As at the end of Q1 AST SpaceMobile had 200,082,394 outstanding and they were split across the following three classes as follows:
wdt_ID | Share Class | Number of shares | Difference to previous quarter |
---|---|---|---|
1 | Class A | 71,877,559 | +57,633 |
2 | Class B | 50,041,757 | 0 |
3 | Class C | 78,163,078 | 0 |
4 | Total | 200,082,394 | +57,633 |
It appears that a few firms who took part in the offering subsequently sold or sold a large majority of their shares during Q1.
There are 158,725,050 shares owned by insiders, employees, strategic partners and institutions meaning there are 41,357,344 left in the free float.
As at 28/04/2023 there were 16,963,074 shares sold short meaning 41.02% of the float is short, which places AST SpaceMobile as one of the most short sold stocks by percentage.
See below for a full list of the companies, funds, insiders and employees included in the calculation.
Fund | Shares Held or Principal Amt | Change in Shares | Qtr 1st Owned | Type of Owner |
---|---|---|---|---|
AVELLAN ABEL ANTONIO | 78,163,084 | 0 | - | Employee |
RAKUTEN, INC. | 31,020,155 | 0 | - | Strategic Partner |
INVESAT LLC | 10,242,651 | 0 | - | Strategic Partner |
VODAFONE VENTURES LTD | 10,044,454 | 0 | - | Strategic Partner |
AMERICAN TOWER CORP | 4,670,657 | 0 | - | Strategic Partner |
VANGUARD GROUP INC | 2,859,634 | +417,395 | Q2 2021 | |
BROAD RUN INVESTMENT MANAGEMENT, LLC | 2,332,225 | -7,023 | Q2 2021 | |
Alexander Coleman | 1,829,979 | 0 | Employee | |
JANUS HENDERSON GROUP PLC | 1,772,152 | -199 | Q1 2021 | |
Tom Severson | 1,595,165 | 0 | Employee | |
NATIONAL BANK OF CANADA | 1,232,765 | +1,084,400 | Q4 2021 | |
BlackRock Inc. | 1,074,106 | +212,180 | Q2 2021 | |
Bell Canada | 1,000,000 | 0 | Strategic Partner | |
NO STREET GP LP | 829,100 | -1,570,900 | Q4 2022 | |
SUSQUEHANNA INTERNATIONAL GROUP, LLP | 767,600 | +645,485 | Q1 2021 | |
POLAR ASSET MANAGEMENT PARTNERS INC. | 745,399 | 0 | Q1 2020 | |
GEODE CAPITAL MANAGEMENT, LLC | 615,568 | +136,984 | Q2 2021 | |
BANK OF AMERICA CORP | 558,785 | +520,627 | Q1 2021 | |
HUDSON BAY CAPITAL MANAGEMENT LP | 525,874 | +185,415 | Q2 2021 | |
BLUECREST CAPITAL MANAGEMENT LTD | 425,822 | +425,822 | Q1 2023 | |
Sean Wallace | 422,727 | 0 | Employee | |
DNB ASSET MANAGEMENT AS | 417,916 | +1,285 | Q4 2021 | |
IONIC CAPITAL MANAGEMENT LLC | 399,553 | -128,616 | Q3 2022 | |
Samsung Next Fund | 361,769 | 0 | Strategic Partner | |
Seraphim Space Investment Trust | 300,000 | 0 | ||
ONCE CAPITAL MANAGEMENT, LLC | 289,300 | +34,000 | Q4 2021 | |
AMERICAN FINANCIAL GROUP INC | 272,727 | 0 | Q4 2022 | |
B. Riley Financial, Inc. | 202,654 | -1,522,817 | Q4 2022 | |
Shanti Gupta | 200,307 | 0 | Employee | |
GROUP ONE TRADING, L.P. | 200,032 | +200,032 | Q1 2023 | |
STATE STREET CORP | 197,867 | +51,700 | Q2 2021 | |
STIFEL FINANCIAL CORP | 176,849 | -129 | Q1 2021 | |
JANE STREET GROUP, LLC | 172,906 | +161,700 | Q4 2022 | |
MORGAN STANLEY | 164,430 | -781,529 | Q4 2019 | |
MILLENNIUM MANAGEMENT LLC | 157,727 | +157,727 | Q1 2020 | |
LA FINANCIERE DE LECHIQUIER | 134,500 | +10,000 | Q2 2021 | |
Procure UFO ETF | 124,766 | |||
HRT FINANCIAL LP | 124,391 | +124,391 | Q1 2023 | |
PENSERRA CAPITAL MANAGEMENT LLC | 121,316 | +7,869 | Q1 2021 | |
SCULPTOR CAPITAL LP | 111,900 | +111,900 | Q1 2023 | |
NORTHERN TRUST CORP | 110,486 | +37,149 | Q2 2021 | |
CITADEL ADVISORS LLC | 102,717 | -239,355 | Q2 2021 | |
MYDA ADVISORS LLC | 100,000 | +78,577 | Q4 2022 | |
TWO SIGMA INVESTMENTS, LP | 97,047 | -906770 | Q3 2022 | |
SQUAREPOINT OPS LLC | 94,747 | +82,960 | Q4 2022 | |
RAYMOND JAMES & ASSOCIATES | 94,493 | +30,625 | Q1 2021 | |
MIRABELLA FINANCIAL SERVICES LLP | 78,740 | +78,740 | Q1 2023 | |
ATONRA PARTNERS | 74,051 | +74,051 | Q1 2023 | |
IHT WEALTH MANAGEMENT, LLC | 60,886 | 0 | Q4 2020 | |
GOLDMAN SACHS GROUP INC | 59,510 | -2,085 | Q4 2021 | |
VONTOBEL HOLDING LTD. | 57,800 | +57,800 | Q1 2023 | |
JPMORGAN CHASE & COMPANY | 57,487 | +57,487 | Q2 2022 | |
NATIXIS | 51,630 | +51,630 | Q1 2023 | |
PNC FINANCIAL SERVICES GROUP, INC. | 43,372 | -2,095 | Q2 2021 | |
BANK OF NEW YORK MELLON CORP | 42,542 | +21,128 | Q2 2021 | |
BALYASNY ASSET MANAGEMENT L.P. | 38,981 | -7,663 | Q4 2022 | |
TWO SIGMA ADVISERS, LP | 36,800 | -316,500 | Q4 2022 | |
Adriana Cisneros | 36,364 | 0 | Strategic Partner | |
VIDENT INVESTMENT ADVISORY, LLC | 34,447 | +4,430 | Q3 2021 | |
JAFFETILCHIN INVESTMENT PARTNERS, LLC | 33,894 | +7,654 | Q1 2022 | |
SKAANA MANAGEMENT L.P. | 30,552 | +5,861 | Q1 2022 | |
Richard Sarnoff | 28,422 | 0 | Employee | |
Ronald Rubin | 28,422 | 0 | Employee | |
ASSET MANAGEMENT ONE COMPANY ., LTD. | 27,906 | +2,382 | Q3 2022 | |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 26,087 | +6,305 | Q2 2021 | |
SALVUS WEALTH MANAGEMENT, LLC | 24,274 | +2,137 | Q2 2021 | |
DIAMETRIC CAPITAL, LP | 23,943 | -11,113 | Q4 2022 | |
VERITION FUND MANAGEMENT LLC | 23,648 | +23,648 | Q1 2023 | |
LPL FINANCIAL LLC | 22,081 | -2,131 | Q3 2021 | |
HIGHTOWER ADVISORS, LLC | 20,855 | 0 | Q2 2021 | |
MEREDITH WEALTH PLANNING | 19,975 | +19,975 | Q1 2023 | |
DARK FOREST CAPITAL MANAGEMENT LP | 19,528 | +17,810 | Q4 2022 | |
PARALLAX VOLATILITY ADVISERS, L.P. | 17,447 | +17,447 | Q1 2023 | |
AVANTAX ADVISORY SERVICES, INC. | 17,000 | +4,800 | Q3 2022 | |
FIRST TRUST ADVISORS LP | 16,049 | +16,049 | Q1 2023 | |
PRICE T ROWE ASSOCIATES INC | 13,000 | 0 | Q4 2021 | |
Scott Wisniewski | 12,726 | 0 | Employee | |
Oscar Garcia | 12,181 | 0 | Employee | |
COMMONWEALTH EQUITY SERVICES, LLC | 11,886 | +1,110 | Q4 2021 | |
JEFFERIES FINANCIAL GROUP INC. | 11,405 | +11,405 | Q1 2023 | |
WELLS FARGO & COMPANY | 10,869 | -3,896 | Q4 2020 | |
NORTHWEST WEALTH MANAGEMENT, LLC | 10,612 | 0 | Q4 2022 | |
WOLVERINE ASSET MANAGEMENT LLC | 10,359 | -4,653 | Q3 2022 | |
Ed Knapp | 10,000 | 0 | Employee | |
Daniel Ginsberg | 10,000 | 0 | Employee | |
Rick Mazer | 10,000 | 0 | Employee | |
NEWEDGE ADVISORS, LLC | 10,000 | 0 | Q3 2022 | |
SIMPLEX TRADING, LLC | 9,484 | +9,484 | Q1 2023 | |
UBS Group AG | 8,762 | +4,747 | Q1 2021 | |
BELVEDERE TRADING LLC | 8,625 | +3,266 | Q4 2022 | |
FMR LLC | 7,285 | +1,264 | Q3 2021 | |
CUTLER GROUP LLC | 6,736 | -10,327 | Q1 2021 | |
TOWER RESEARCH CAPITAL LLC (TRC) | 5,890 | +5,585 | Q4 2020 | |
Gregory Stevens | 5,000 | 0 | Employee | |
Terry Wilson | 5,000 | 0 | Employee | |
BESSEMER GROUP INC | 4,000 | 0 | Q3 2021 | |
QUARRY LP | 3,778 | +3,778 | Q1 2023 | |
QUANTBOT TECHNOLOGIES LP | 2,928 | -76,180 | Q4 2021 | |
ROYAL BANK OF CANADA | 2,138 | +1,351 | Q2 2020 | |
ACTIVEST WEALTH MANAGEMENT | 1,693 | 0 | Q2 2021 | |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,387 | +700 | Q4 2021 | |
SIGNATUREFD, LLC | 1,310 | 0 | Q4 2020 | |
HM PAYSON & COMPANY | 1,000 | 0 | Q3 2022 | |
GRADIENT INVESTMENTS LLC | 900 | 0 | Q3 2022 | |
BERGANKDV WEALTH MANAGEMENT, LLC | 750 | 0 | Q4 2022 | |
VERSANT CAPITAL MANAGEMENT, INC | 700 | 0 | Q3 2021 | |
LAUREL WEALTH ADVISORS LLC | 460 | 0 | Q4 2021 | |
YOUR ADVOCATES LTD., LLP | 400 | 0 | Q3 2021 | |
GLOBAL RETIREMENT PARTNERS, LLC | 400 | +400 | Q1 2023 | |
FINTRUST CAPITAL ADVISORS, LLC | 365 | 0 | Q1 2022 | |
GLOBAL WEALTH STRATEGIES & ASSOCIATES | 310 | +310 | Q1 2023 | |
DELTA ASSET MANAGEMENT LLC | 300 | 0 | Q4 2022 | |
WHITTIER TRUST COMPANY | 230 | +83 | Q2 2021 | |
ARCHER INVESTMENT CORP | 190 | 0 | Q2 2021 | |
BELL INVESTMENT ADVISORS, INC | 128 | 0 | Q4 2022 | |
BELPOINTE ASSET MANAGEMENT LLC | 128 | 0 | Q4 2022 | |
NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | 125 | 0 | Q2 2022 | |
SANDY SPRING BANK | 115 | +80 | Q4 2022 | |
CREATIVE FINANCIAL DESIGNS INC | 100 | 0 | Q3 2022 | |
PARALLEL ADVISORS, LLC | 100 | 0 | Q2 2021 | |
ELEQUIN SECURITIES, LLC | 100 | +100 | Q2 2022 | |
LARSON FINANCIAL GROUP LLC | 100 | +100 | Q1 2023 | |
SUNBELT SECURITIES, INC. | 100 | +100 | Q1 2023 | |
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | -1,500,000 | Q4 2022 | ||
CIBC WORLD MARKET INC. | -11,500 | Q4 2022 | ||
IPG INVESTMENT ADVISORS LLC | -12,250 | Q4 2022 | ||
PRELUDE CAPITAL MANAGEMENT, LLC | -12,466 | Q4 2020 | ||
CITIGROUP INC | -12,500 | Q1 2021 | ||
SUMMIT TRAIL ADVISORS, LLC | -16,117 | Q1 2021 | ||
JOHNSON & WHITE WEALTH MANAGEMENT, LLC | -160,941 | Q4 2022 | ||
VIRTU FINANCIAL LLC | -17,011 | Q3 2021 | ||
SANDERS MORRIS HARRIS LLC | -17,687 | Q3 2021 | ||
TUDOR INVESTMENT CORP ET AL | -206,840 | Q3 2022 | ||
ALPINE GLOBAL MANAGEMENT, LLC | -22,102 | Q4 2022 | ||
MARATHON TRADING INVESTMENT MANAGEMENT LLC | -26,000 | Q4 2022 | ||
XTX TOPCO LTD | -26,572 | Q4 2022 | ||
MONEY CONCEPTS CAPITAL CORP | -340 | Q4 2022 | ||
BAYESIAN CAPITAL MANAGEMENT, LP | -36,777 | Q4 2022 | ||
ENVESTNET ASSET MANAGEMENT INC | -38,609 | Q4 2021 | ||
PRIVATE TRUST COMPANY NA | -4,900 | Q4 2022 | ||
SCHONFELD STRATEGIC ADVISORS LLC | -44,700 | Q4 2022 | ||
BLACK MAPLE CAPITAL MANAGEMENT LP | -61,378 | Q4 2022 | ||
MARSHALL WACE, LLP | -830,333 | Q4 2021 | ||
OCCUDO QUANTITATIVE STRATEGIES LP | -84,657 | Q4 2022 |